Introduction
Although the incidence of gastric cancer continues to decline, it remains a common cause of cancer-related deaths in the United States and the world [1,2]. Approximately 22,220 patients are diagnosed annually in the United States [3]. While surgery remains the only curative option, 5-year survival of patients undergoing curative resection for gastric adenocarcinoma is 20-30% with a median survival of only 24 months. Despite the success of modern chemotherapy in the treatment of large bowel cancers, the 5-year survival of advanced gastric adenocarcinoma is 3.1% [4,5].
Several studies have evaluated the association between ethnicity and survival among patients with gastric cancer in the past 10 years, with a great number of studies trying to find an explanation for the disparity in gastric cancer outcomes between Western and Eastern countries [6-9]. Most of the studies concluded that Asian patients have higher incidence of gastric cancer but better outcome compared with other ethnic groups, with African Americans having the worse overall survival [6-9]. More recent studies in Southern California and Texas revealed that Hispanic (H) patients may have distinct tumor characteristics and worse outcomes when compared with individuals from other ethnic backgrounds including patients of Asian descent [10-15]. A retrospective study from the University of Texas, M.D. Anderson Cancer Center demonstrated unique features of gastric adenocarcinoma in the H population but ethnicity did not influence overall survival in that study [10]. Higher prevalence of predisposing risk factors including: Helicobacter pylori (H. pylori) infection, Epstein-Barr virus exposure as well as lack of preventive care services and differences in treatment were used to explain the divergent outcomes between H and other ethnic groups [12-15].
The existing data on H with gastric cancer focuses on differences in incidence and prevalence, but they lack insight into the association between ethnicity, tumor characteristics and survival. A better understanding of the factors that may explain the racial and ethnic disparities in gastric cancer outcome appears necessary to potentially improve survival for patients at risk [16-18]. With the majority of North American studies focusing on the populations of Southern California and Texas, we found it essential to conduct an analysis of the heterogeneous H population in Hackensack, New Jersey. The objective of our study was to compare the clinicopathologic characteristics between H and non-Hispanic whites (NHW) with gastric adenocarcinoma, with the goal of determining the association between ethnicity, clinicopathologic features and survival in our patient population.
Patients and methods
With approval of the Institutional Review Board and in accordance with Health Insurance Portability and Accountability Act regulations, we conducted a retrospective review of all patients diagnosed with gastric adenocarcinoma between January 1999 and March 2013 at the John Theurer Cancer Center (JTCC) at Hackensack University Medical Center. Diagnosis of gastric adenocarcinoma was made according to the 2010 World Health Organization (WHO) and the American Joint Committee on Cancer (AJCC) histologic stage classification of gastric carcinoma. In order to be included in the study the following characteristics were required: initial diagnosis of gastric adenocarcinoma had to been made in our institution or confirmed by our pathology department; age >18 years; precisely recorded: tumor location, stage and histologic subtype; follow up at our institution after initial treatment (surgery, chemotherapy or radiation) (minimum 5 outpatient visits after the time of diagnosis); and accurately recorded vital status and time of death. Exclusion criteria comprised:history of prior malignancy or presence of metachronous tumors; patients with other gastric neoplasms, such as neuroendocrine tumors, lymphoma, or sarcoma; unknown ethnicity or racial self-identification; gastric tumors with site classified as “unspecified” or histologic type classified as “not otherwise specified”; and patients diagnosed at the time of death or by autopsy.
The patient cohort was divided into two ethnic groups, H and NHW. We analyzed patient demographics, tumor clinicopathologic features, and overall survival. Tumor-related features included: primary tumor location divided into cardia, fundus, body, antrum, and pylorus, clinical and pathologic stage distributed between stages I to IV (based on AJCC 7th edition), and histologic differentiation into well, moderate, poorly differentiated and undifferentiated tumors. Treatment modalities included: chemotherapy only or radiotherapy only (no surgery); combined chemoradiation without surgery; surgical treatment only or surgical single-modality treatment (chemotherapy or radiotherapy); and surgical resection, including chemoradiation therapy and others. Recurrence rate and survival were calculated in months and analyzed.
Statistical analysis
Data analysis was performed using the SPSS statistical software (SPSS for Windows, version 19.0, SPSS, Inc., Chicago, IL). Patient characteristics and pathologic features were compared by one-way analysis for continuous variable and the chi-square test was use for categorical variables. Multinomial logistic regression analysis was used to compare clinical and pathologic characteristics among the two ethnic groups. For survival calculations, the date of diagnosis was defined as the starting point and date of last follow up with an established vital status (death vs. alive) was defined as the endpoint. Median overall survival was obtained using the Kaplan-Meier method for both ethnic groups and univariate comparison between the two groups was carried out by using the log-rank test. Cox proportional hazard method was used to examine the effect of race and ethnicity on mortality and results were presented as hazard ratios (HRs) and 95% confidence intervals (CIs). Variables considered in the Cox model included all relevant clinical and pathologic factors. The significant level was set at 0.05 to identify the effect of possible prognostic factors on median overall survival.
Results From 1999 to March of 2013, 807 patients were diagnosed with gastric adenocarcinoma at the JTCC, of which 638 patients met the inclusion criteria. There were 101 H and 537 NHW with a median follow up of 24 months. The median age at diagnosis was 63 years in H and 69 years in NHW. A significant difference in age was found in the Stage IV subgroup, with a median age at diagnosis of 54 years for H and 67 years for NHW (Table 1).
Table 1 Median age at time of diagnosis (grouped by stage), Hispanics vs. non-Hispanic whites
When ethnic groups were compared by stage at presentation, H were more likely to present with advanced disease. Forty-eight percent of H had stage IV at the time of diagnosis compared with only 36% of NHW (P<0.03) (Table 2). In addition, there was a significant difference in the stage I group with only 9% of H having stage I disease at the time of diagnosis vs. 18% of the NHW (P<0.04, Table 2).
Table 2 Gastric cancer clinicopathologic characteristics by ethnicity
H were more likely to have distal tumors (antrum and pylorus) compared with NHW 44% vs. 15%, (P<0.0001). In contrast, cardia tumors were more common in the NHW group, 43% vs. 12% (P<0.0001) (Table 2). H were more likely to present with poorly differentiated tumors compared with the NHW, with a marked difference of 70% vs. 50% (P<0.0002) (Table 2). Diffuse gastric cancer was more common in H patients than NHW (49% vs. 35%, P<0.04, Table 2).
Survival
H demonstrated worse survival compared to NHW, with a significant difference in median overall survival of 64.5 months for H (95%CI: 45.8-83.0) and 107.6 months for NHW (95%CI: 94.9-120.3) (P<0.0001) (Fig. 1). When controlling for stage, there was a significant difference in overall survival between the two ethnic groups with stage II and III disease. For stage II, H had a median overall survival of 58 months (95% CI: 38.5-77.5) versus 104 months in the NHW (95% CI: 76.3-131.7) (P<0.03) (Table 2, Fig. 2). Likewise, H with stage III disease had a median overall survival of 51 months (95%CI: 11.2-90.8) versus NHW with 113 months (95%CI: 64.0-162.0) (P<0.01) (Fig. 3, Table 3). Although differences in survival did not reach statistical significance for stages 1 and 4, H tended to have lower survival at early (stage 1) and advanced (stage 4) disease (Table 3).
Figure 1 Kaplan-Meier for median overall survival (all stages), Hispanics vs. non-Hispanic whites
Figure 2 Kaplan-Meier formedian overall survival for stage 2 gastric cancer, Hispanics vs. non-Hispanic whites
Figure 3 Kaplan-Meier for median overall survival for stage 3 gastric cancer, Hispanics vs. non-Hispanic whites
Table 3 Median overall survival (months), Hispanics vs. non-Hispanic whites
Univariate and multivariate analyses
Univariate and multivariate analyses were carried out to identify clinical and pathologic factors that predict median overall survival. Age, poor differentiation, stage and ethnicity were independent predictors of survival by multivariate Cox regression analysis (Table 4).
Table 4 Predictors of survival in our gastric cancer patients (univariate and multivariate analysis)
Recurrence rates and disease progression
H had a higher recurrence rate than NHW 18% (n=18) versus 9% (48), P<0.003. Median time to primary recurrence was 14.1 months for H and 22.1 months for NHW. Gastric adenocarcinoma was the primary cause of death in 66% (n=67) of H versus 33% (177) of NHW (P<0.0001). From the entire cohort, only 18% (n=18) H versus 33% (n=177) of NHW were disease-free at the time of death (P<0.007).
Discussion
We observed significant differences in presentation, tumor characteristics and survival in H and NHW with gastric adenocarcinoma. H patients were more likely to present with more advanced disease at a younger age and had a higher rate of distal and poorly differentiated tumors. Diffuse subtype was also more prevalent in the H group and when comparing median overall survival, ethnicity was independent predictor of worse outcome.
In concordance with our findings, previous retrospective studies conducted in the southern parts of the United States (California and Texas) also demonstrated worse outcomes for the H population. For example, in 2012 Rajabi et al [15] studied 9949 patients with gastric cancer. Tumor pathobiology was found to vary by ethnicity, as NHW were more likely to have proximal tumors and less likely to have poorly differentiated or undifferentiated tumors. However, ethnicity was not studied as a predictor of survival. Likewise, in 2005 Yao et al [14] reviewed the medical records of 1,897 patients with invasive gastric cancer. They observed H were younger at the time of presentation when compared with other ethnic groups but in that study H ethnicity was not associated with gastric cancer survival when compared with other ethnic groups. In another study, Wu et al [11] who evaluated data from 37 cancer registries found that the rate of non-cardia cancer was two times higher among H than NHW. Although our study did not evaluate some of the specific histologic patterns studied by Yao et al, we observed similar tumor characteristics. Our H population was more likely to present with distal and poorly differentiated or anaplastic tumors compared with NHW. This could be partially explained by the higher incidence of H. pylori infection in the H population. Everhart et al [19] reported that H. pylori infection prevalence is three times higher in H than in NHW [12,20]. Besides socio-economic factors, there is a new theory of hereditary susceptibility to H. pylori infection. Studies suggest that members of certain ethnic groups including H have a higher rate of infection than Caucasians even after socio-economic differences are controlled [21]. Malaty et al [22] found a strong association between variants at the Toll-like receptor 10, 1, and 6 (TLR10/1/6) locus on chromosome 4 and H. pylori serologic status, which may contribute to the understanding of host susceptibility to a common infectious disease. This theory is still being investigated but it could explain the higher incidence of H. pylori infection in some ethnic groups. H. pylori infection has been linked to increased risk of gastric cancer and has a direct relationship to non-proximal gastric cancer, partially explaining the higher prevalence of these tumor characteristics in our H patients.
In accordance with several studies, we observed that H patients with gastric adenocarcinoma had a higher recurrence rate and were more likely to die of gastric adenocarcinoma. Some researchers have suggested the importance of some socio-economic factors [23]. It is important to note that H have one of the highest uninsured rates among ethnic groups in the United States and are less likely to receive preventive health care compared with NHW [24]. This disparity in healthcare access suggests that H would be more likely to have delays in diagnosis and to present with more advanced disease. Our study follows this trend with almost half of the H patients presenting with stage IV disease when compared with 36% of the NHW.
In contrast to prior publications, we observed ethnicity to be an independent factor predicting survival. Overall our H patients’ median survival was approx. 40 months less than NHW. We also observed a significant difference in survival after controlling for stage especially with our stage II and III patients. Receipt of chemotherapy and radiation, however, were not independent predictors of survival. Unmeasured factors, such as tumor biology and genetic mutations, have been proposed as important factors that could explain the racial differences in numerous malignancies, including gastric cancer, and could account for the observed differences in survival between the two ethnic groups in our study. The higher incidence of distal and diffuse-type tumors in H could support this theory [25,26]. Existing data suggests that different pathophysiologic pathways lead to the development of the diffuse and intestinal subtypes of gastric cancer. Defects in the cellular adhesion system are a characteristic of diffuse gastric cancer. The cadherins and catenins play an important role in these derangements. Determining whether H have a higher rate of cadherin deletions or inactivating mutations would be an interesting follow-up study.
The current study is unique, because it includes a diverse sample of patients from the New Jersey area. In the 2010 census data on race and ethnicity, New Jersey was named the state with the nation’s seventh largest H population. When compared with the population in the southern United States, New Jersey has a more balanced H population distribution (Caribbean 34%, Central and South American habitants 29% and 37%, respectively). In contrast, the H distribution in the Southern United States is skewed with 62% Central American (including Mexican, Guatemalan and Salvadorans), 23% South American and 15% Caribbean [27,28]. This allows us to generate conclusions that could apply to a broader H patient population.
The limitations of this study are: 1) its retrospective design; 2) the relatively small sample size for H; 3) lack of data on environmental factors associated with ethnicity; and 4) inability to measure differences in tumor biology between ethnic groups by stage.
In summary, H were more likely to present at younger age and with more advanced gastric adenocarcinomas than NHW. The higher rate of diffuse subtype and poorly differentiated tumors may explain some of the survival differences. After accounting for age, histologic grade and stage; ethnicity was a significant predictor of survival in our patient population. An ethnicity-based analysis of gastric cancer, such our study, acknowledges the intersection of biology, socioeconomic factors and access to health care with the natural history of the disease. Further research should aim to elucidate the basis of these differences, as this could alter management and improve survival.
What is already known:
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Gastric cancer has unique socioeconomic and geographic characteristics
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Hispanic (H) patients are more likely to have distal and poorly differentiated tumors
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Ethnic minorities with gastric cancer tend to have worse prognosis compared with Caucasians
What the new findings are:
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H were more likely to present at younger age and with more advanced gastric adenocarcinomas than non-Hispanic whites
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After accounting for age, histologic grade and stage, H ethnicity was a significant and independent predictor of survival